Setting Up Terms of Business

Introducer (South Africa)

Thank you for your interest in setting up Terms of Business (TOB) as an Introducer with the Capital International Group (CIG).

We would like to ensure that this process runs smoothly and efficiently. The below infographic outlines the process of setting up TOB in 8 steps.

To get started with this process, you will need to follow the three stages of setting up TOB.

1. Documentation required

2. Forms to be completed

3. Online portal access

1. Documentation required

We require certified copies of the following documents. Please note that CIG have several requirements regarding certification and certifiers so please ensure you first review our KYC guidance.

  • Authorised signatory list
  • Certification of Incorporation
  • Memorandum & Articles of association
  • Proof of registration with a regulatory body clearly stating starting date of validity
  • Register of company directors
  • Register of members/ shareholders
  • Current Officers Register
  • Structured Chart detailing group/associated entities
  • Company’s bank statement. This will be used to verify the account details stipulated in the application form match the statement (this does not need to be certified)
  • Verification of identity and verification of address for all Directors
  • Verifications of identity and verification of address for all Signatories, if not Directors, including email addresses and mobile numbers
  • KYC of all Shareholders who control 25% or more of the shares
  • Certified FICA (ID and POA) for each advisor needing dealing access for the online portal
  • Names, email addresses and telephone numbers for all paraplanners/ administrative users who need to be linked to download online commission statements within the online portal

2. Forms to be completed

We require the following forms to be completed.  Please click on the hyperlink to download and complete each form.

  1. Distributor and Introducer Terms and Agreement
  2. New Advisors Form: Please complete the form for each advisor, and include relevant authorised signatories.

3. Online portal access 

Please click on the link to register each individual on our online portal to ensure the appropriate links are in place in advance of accounts opened.

Once the above information has been collated, please click on the link to email the required documentation to the Capital International Group team who will then continue the application process.

Documents for your use

Please click on the below links to access these documents which are for your information and use.

Please contact us with any queries on the above and we will be in contact again at the relevant next stage.

Thank you for your interest in setting up Terms of Business with the Capital International Group (CIG).  We want to ensure that this process runs smoothly and efficiently and have included an infographic below which details the various steps involved:  
Click on the links below to take you to the relevant section of the guide: