Setting up an Investment Manager Profile

To get started with this process, you will need to follow the below 2 steps:

1. Form to be completed
2. Documentation required

Please note: When compiling your submission, we ask that you fill in our Document Checklist to ensure you have included all of the necessary documents.

1. Form to be completed

We require the following form to be completed. Please click to access the form.

•  Terms & Conditions for the Provision of Model & Portfolio Management.
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2. Documentation required

We require certified copies of the following documents. Please note that CIG have several requirements regarding certification and certifiers so please ensure you first review our KYC guidance.

• Authorised signatory list (not older than 6 months).
• Proof of registration with a regulatory body clearly stating date of validity (not older than 6 months).
• Structure Chart detailing group/associated entities (not older than 6 months).
• Copy of passport/recognised identity card for all Directors and Signatories (not older than 6 months).
• Verification of address for all Directors and Signatories (not older than 6 months).
• We require the following details of all Directors, Shareholders and Authorised signatories:
  1. Full Name
  2. Role (Director, Shareholder, Authorised Signatory)
  3. Date of Birth
  4. Place of Birth
  5. Nationality
  6. Email Address
  7. Mobile Number

• Please provide a copy of your company’s bank statement which will be used to verify the account details stipulated in the application form match the statement (it is not a requirement for this documentation to be certified).

NB: rebalancing of clients already invested in Models does not automatically take place when a rebalancing instruction is received.  Please ensure specific instructions from the authorised signatories are submitted with any changes to the models with a request to rebalance all your clients’ accounts.

If you have any queries on whether we currently hold or can hold particular assets, please email us at SARelationshipManagement@capital-sa.com with the asset name, including the ISIN or Sedol and we will enquire with our dealing team.

Once the above steps have been completed and the information collated, please click on the link to email the required documentation, application form and Document Checklist to the Capital International Group team who will then continue the application process.

Thank you for your interest in setting up an Investment Manager profile to run Model Portfolios with the Capital International Group (CIG).